Opportunity Information: Apply for O NIJ 2021 99003

The Department of Justice, through the National Institute of Justice (NIJ), offered this Fiscal Year 2021 grant to fund research that helps explain and reduce racial and ethnic disparities across the justice system through public policy. The program is centered on investigator-initiated, evidence-based, and explicitly nonpartisan work, with an emphasis on analyzing existing evidence rather than creating entirely new data collection efforts. The overall goal is practical: produce findings that can inform policy choices in ways that strengthen civil rights, improve access to justice, support victims, protect the public, and build trust between law enforcement and the communities they serve.

NIJ structured the solicitation around two distinct research tracks. Category 1, Research to Identify Policy Interventions, focuses on synthesizing and analyzing existing evidence to identify public policy approaches that could reduce observed disparities. NIJ anticipated making one award in this category. Category 2, Secondary Analysis of Data from Relevant Existing Studies, supports researchers who will use already-existing datasets from prior studies to examine how policy might shift outcomes and narrow disparities; NIJ anticipated making up to four awards here. Applicants were allowed to apply to either or both categories, but each proposal had to clearly state which category it was submitted under. The research could address disparities in the criminal justice system, the juvenile justice system, or both, giving applicants flexibility to focus on decision points where disparities are most visible (for example, policing, charging, pretrial decisions, diversion, sentencing, supervision, or reentry), so long as the work remains grounded in existing evidence and oriented toward policy-relevant conclusions.

A strong theme of the opportunity is getting research closer to day-to-day practice. NIJ emphasized that well-designed research can help practitioners overcome real operational barriers to reducing disparities by giving them credible ways to assess programs, measure outcomes, and compare policy options. At the same time, NIJ encouraged researchers to work directly with agencies so the research questions, measures, and interpretations reflect the real constraints and objectives of justice agencies. For that reason, the solicitation encouraged researcher-practitioner partnerships, especially collaborations with criminal justice or other relevant agencies. When partnerships were proposed, NIJ expected to see a strong letter of support from each partner agency, signed by an appropriate decision-making authority, signaling not just interest but organizational commitment.

Data stewardship and transparency requirements were a major condition of partnership-based work. Partner letters were expected to explicitly acknowledge that any de-identified data derived from, provided to, or obtained through the project would be archived with the National Archive of Criminal Justice Data (NACJD) at the end of the award. Applicants and partners were directed to review NACJD policies and protections in advance. If an application was selected for funding, the grantee would be expected to have a formal agreement in place with the partnering agency or agencies by January 1, 2022, and that agreement had to include language ensuring compliance with the required data archiving. Where multiple agencies would be involved and federal funds would support work across partners, NIJ made clear that only one entity could be the official applicant; other participating entities would need to be included as subrecipients under the primary award.

Administratively, this was a discretionary grant opportunity offered by NIJ under CFDA 16.560, within the Science and Technology and other Research and Development activity category. The funding opportunity number was O-NIJ-2021-99003. NIJ expected to make up to five total awards, with an award ceiling of $1,200,000. The solicitation was created on May 4, 2021, with an original application closing date of June 11, 2021. Eligibility was broad and included state, county, and local governments; public and private institutions of higher education; federally recognized tribal governments and other tribal organizations; public housing authorities; nonprofit organizations with or without 501(c)(3) status; for-profit organizations other than small businesses; small businesses; and other entities as allowed by the solicitation’s eligibility clarifications.

In practical terms, the opportunity aimed to fund rigorous analysis that moves beyond describing disparities and instead tests, compares, or distills what existing evidence suggests about policies that could reduce them. NIJ’s preference for practitioner engagement, formalized partnership commitments, and mandatory de-identified data archiving underscores a larger intent: make the research usable in real policy settings, and ensure the resulting data resources can support future replication, reanalysis, and cumulative learning across the field.

  • The Department of Justice, National Institute of Justice in the science and technology and other research and development sector is offering a public funding opportunity titled "Research on the Impact of Public Policy on Racial and Ethnic Disparities in the Justice System, Fiscal Year 2021" and is now available to receive applicants.
  • Interested and eligible applicants and submit their applications by referencing the CFDA number(s): 16.560.
  • This funding opportunity was created on May 04, 2021.
  • Applicants must submit their applications by Jun 11, 2021. (Agency may still review applications by suitable applicants for the remaining/unused allocated funding in 2026.)
  • Each selected applicant is eligible to receive up to $1,200,000.00 in funding.
  • The number of recipients for this funding is limited to 5 candidate(s).
  • Eligible applicants include: State governments, County governments, City or township governments, Special district governments, Independent school districts, Public and State controlled institutions of higher education, Native American tribal governments (Federally recognized), Public housing authorities/Indian housing authorities, Native American tribal organizations (other than Federally recognized tribal governments), Nonprofits having a 501(c)(3) status with the IRS, other than institutions of higher education, Nonprofits that do not have a 501(c)(3) status with the IRS, other than institutions of higher education, Private institutions of higher education, For profit organizations other than small businesses, Small businesses, Others (see text field entitled Additional Information on Eligibility for clarification).
Apply for O NIJ 2021 99003

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Frequently Asked Questions (FAQ)

What is this NIJ grant opportunity about?

This Fiscal Year 2021 grant from the Department of Justice, National Institute of Justice (NIJ), funded research intended to help explain and reduce racial and ethnic disparities across the justice system through public policy. The emphasis was on practical, policy-relevant findings that can strengthen civil rights, improve access to justice, support victims, protect the public, and build trust between law enforcement and the communities they serve.

What is the overall goal of the funded research?

The goal was to produce findings that inform real policy choices, with an explicit focus on reducing observed racial and ethnic disparities across decision points in the justice system. NIJ emphasized research that is usable in day-to-day practice, including credible ways to assess programs, measure outcomes, and compare policy options.

Was the research required to be nonpartisan?

Yes. NIJ described the work as investigator-initiated, evidence-based, and explicitly nonpartisan.

Was NIJ looking for new data collection or analysis of existing evidence?

The solicitation emphasized analyzing existing evidence rather than creating entirely new data collection efforts. The opportunity strongly favored synthesis and secondary analysis approaches grounded in already-available information and datasets.

What are the two research tracks (categories) in this solicitation?

NIJ organized the solicitation into two categories:

  • Category 1: Research to Identify Policy Interventions - synthesizing and analyzing existing evidence to identify public policy approaches that could reduce disparities.
  • Category 2: Secondary Analysis of Data from Relevant Existing Studies - using already-existing datasets from prior studies to examine how policy might shift outcomes and narrow disparities.

How many awards did NIJ anticipate making in each category?

NIJ anticipated making one award in Category 1 and up to four awards in Category 2, for a total of up to five awards across the solicitation.

Could an applicant apply to both categories?

Yes. Applicants were allowed to apply to either or both categories, but each proposal had to clearly state which category it was submitted under.

What justice systems could the research focus on?

The research could address disparities in the criminal justice system, the juvenile justice system, or both.

What kinds of decision points or topics could be examined?

The solicitation allowed applicants to focus on decision points where disparities are most visible, such as policing, charging, pretrial decisions, diversion, sentencing, supervision, or reentry, as long as the work remained grounded in existing evidence and oriented toward policy-relevant conclusions.

What does "investigator-initiated" mean in the context of this program?

Based on the solicitation description, NIJ positioned this program around investigator-initiated research, meaning researchers proposed the questions and approach (within the program’s scope and categories), rather than NIJ prescribing a single narrow research design.

Was practitioner engagement encouraged?

Yes. NIJ highlighted the importance of getting research closer to day-to-day practice and encouraged researchers to work directly with agencies so that research questions, measures, and interpretations reflect real operational constraints and agency objectives.

Are researcher-practitioner partnerships required?

The solicitation encouraged researcher-practitioner partnerships, especially collaborations with criminal justice or other relevant agencies. The text provided does not state partnerships were mandatory for all applications, but it signals that partnerships were strongly encouraged and, when proposed, had specific expectations.

What documentation was expected for proposed partnerships?

When partnerships were proposed, NIJ expected a strong letter of support from each partner agency. The letter needed to be signed by an appropriate decision-making authority and show organizational commitment (not just general interest).

What did partner letters need to say about data archiving?

Partner letters were expected to explicitly acknowledge that any de-identified data derived from, provided to, or obtained through the project would be archived with the National Archive of Criminal Justice Data (NACJD) at the end of the award.

What is NACJD and why was it mentioned?

NACJD (National Archive of Criminal Justice Data) was the required archive destination for de-identified data associated with partnership-based work under this solicitation. NIJ emphasized transparency and long-term usability of research outputs by requiring archiving to support replication, reanalysis, and cumulative learning.

Were applicants and partners expected to review NACJD policies in advance?

Yes. Applicants and partners were directed to review NACJD policies and protections in advance.

If selected for funding, was a formal agreement with partner agencies required?

Yes. If an application was selected for funding, the grantee was expected to have a formal agreement in place with the partnering agency or agencies by January 1, 2022, and that agreement had to include language ensuring compliance with the required data archiving.

How did NIJ handle situations with multiple partner agencies?

NIJ stated that when multiple agencies are involved and federal funds support work across partners, only one entity could be the official applicant. Other participating entities would be included as subrecipients under the primary award.

What is the funding opportunity number for this solicitation?

The funding opportunity number was O-NIJ-2021-99003.

What CFDA number was associated with this grant?

The solicitation was offered under CFDA 16.560.

How many total awards did NIJ expect to make?

NIJ expected to make up to five total awards across both categories.

What was the maximum award amount (ceiling)?

The award ceiling was $1,200,000.

What type of grant was this?

This was a discretionary grant opportunity offered by NIJ within the Science and Technology and other Research and Development activity category.

When was the solicitation created and when did it close?

The solicitation was created on May 4, 2021. The original application closing date was June 11, 2021.

Who was eligible to apply?

Eligibility was broad and included:

  • State, county, and local governments
  • Public and private institutions of higher education
  • Federally recognized tribal governments and other tribal organizations
  • Public housing authorities
  • Nonprofit organizations with or without 501(c)(3) status
  • For-profit organizations other than small businesses
  • Small businesses
  • Other entities as allowed by the solicitation’s eligibility clarifications

What kinds of research outputs was NIJ trying to encourage?

NIJ aimed to fund rigorous analysis that goes beyond describing disparities and instead tests, compares, or distills what existing evidence suggests about policies that could reduce disparities. The solicitation also emphasized making research usable in real policy settings and ensuring resulting data resources can support future replication and reanalysis.

Does this program focus only on law enforcement?

No. While building trust between law enforcement and communities was part of the broader intent, the solicitation scope covered disparities across the justice system, including multiple decision points such as charging, pretrial decisions, diversion, sentencing, supervision, and reentry.

What is the main difference between Category 1 and Category 2?

Category 1 emphasized synthesizing and analyzing existing evidence to identify policy interventions that could reduce disparities. Category 2 emphasized conducting secondary analyses using existing datasets from prior studies to examine how policy might change outcomes and narrow disparities.

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